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Compliance Officer

RDK & Associates, Inc. can be your operational compliance manager, your loan compliance manager, or your entire compliance department manager. We represent the bank and provide the following:

  • Establish operational procedures for all compliance areas within the bank and perform various operational procedures as needed.
  • Review and test random transactions pertaining to the compliance areas of the bank (i.e. CTRs, hold notices, loan disclosures, etc.)
  • Develop and maintain all compliance policies.
  • Train employees.
  • Organize and chair the compliance committee.
  • Present monthly compliance report to the Board of Directors.
  • Provide a liaison between the bank and examiners during regulatory exams.
  • Correct deficiencies and violations noted in reports of examination or audit reports and prevent repeat deficiencies and violations.
  • On call for phone consultations.
  • Other duties as negotiated by the bank.